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Subjects>Law & Government>United States Government

What regualtes investment companies?

Updated: 11/9/2022

Wiki User

∙ 14y ago

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Investment companies operating mutual funds are regulated by the Securities and Exchange Act of 1934 and the Investment Company Act of 1940

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Related questions

Was the Investment Company Institute once the National Association of Investment Companies?

The Investment Company Institute was the National Association of Investment Companies

When was Association of Investment Companies created?

Association of Investment Companies was created in 1932.

What happened to the National Association of Investment Companies?

The National Association of Investment Companies became the Investment Company Institute

What are good investment companies in Bloomington, Indiana?

Here are some links for good investment companies in Bloomington Indiana www.hyipmoney.com/investment-companies/indiana/bloomington/, www.hyipmoney.com/investment-managers/indiana/bloomington/

When was the National Association of Investment Companies founded?

In 1940 the National Association of Investment Companies was founded

What companies offer investment securities?

There are many companies which offer investment securites. Some of the companies which offer investment securities are TD Ameritrade, USB Financial Services, and Scott Trade.

Was the National Association of Investment Companies founded in 1940?

In 1940 the National Association of Investment Companies was founded

What year was the National Association of Investment Companies founded?

In 1940 the National Association of Investment Companies was founded

Which companies offer commercial investment real estate?

Companies that offer commercial investment real estate include BlackRock Investments and Toledo Investment Deals. You can get more information about these companies online at their respective websites.

What was the Investment Company Institute once called?

The Investment Company Institute was the National Association of Investment Companies

Where can one find information on investment strategies?

There are a wide variety of investment companies which specialize in helping people with investment strategies. Examples of such companies include Scottrade, Morgan Stanley, and Edward Jones.

What services do small business investment companies provide?

Investment companies are typically involved in three activities: investing, reinvesting, or trading securities; issuing face amount certificates of the installment type; and holding investment securities

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