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It is the license that all registered representatives (bond and stock brokers) must have, along with a series 63 to work in the securities industry. I believe most people over-study for this exam, devoting 220-240 hours. You only need a 70 to pass. I have had to take the test twice because after 2 yrs of not working in the industry it expires. Both times I devoted 3 hours a night, with a break in between for 2 weeks to study. I was a single mom of a 2yr old, and just didn't have that much time to devote to studying, but I passed with an 85. It's not really that difficult if you don't overthink ever single chapter. MOO
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What is a series 6 license?
Series 6 license is a type of securities license that the entitles the holder to as a registered limited representative who could sell mutual funds, variable annuities and insurance premiums. Holders of the Series 6 license aren't authorized to sell corporate or municipal securities, direct participation programs and options.
What is active real estate license?
An active real estate license means that an individual who currently holds that license is still valid to perform any action involved in the real estate market and has either renewed his/her license or will yet to renew his/her license. Whenever an individual is not able to renew his/her license during his/her licenses' expiration date, his/her license will be noted as inactive license. Once the individual is able to take up corresponding courses for him/her to be able to activate his/her license, then that is the time his/her license will be again verified and be activated.
How can i obtain a barbershop business license?
You have to get a barbershop license first and operate for 3 yrs under a owner with a shop license then you could apply for your own shop license.
Bartenders need liquor license?
No, bartenders do not need a liquer license. You may be required by your state to have a license to be a bartender, but a liquer license is not needed. Lliquer license is required by a business that sells alcohol, not the server. If you are required to have a license, it is usually very simple and may have a nominal cost, $10-$50 for a usually one time license - or no cost at all. The place you work should pay for any license/registration you may need.
Do you need a business license before you can get a resale license?
jh
Can you sell annuities with a life insurance license?
Depending on your license you may be able to sell fixed annuities. Variable annuities require Series-7 license however
Who needs to get a Series 7 license?
A Series 7 exam is also known as a General Securities Representative exam, or a Stockbroker exam. It is required in the United States if one seeks to become a registered representative of a broker dealer.
What is Someone who is licensed to trade securities on behalf of investors called?
Either a broker (Series 6 or 7 license) or an advisor (series 65 license). A broker receives a commission for each purchase and or each sale, and an advisor receives a fee on asset under management.
What Waterloo road episodes does George Sampson star in?
Series 6 episode 11 Series 7 episode 1 Series 7 episode 21 Series 7 episode 30 Series 7 episode 26 Series 6 episode 20
How long for the series 7 license to expire after leaving a BD firm?
2 years, but there are exceptional cases in which Finra will reinstate a series 7 license if there has been more than a 2-year lapse. Examples would be in the case of military service or if someone was working in the securities industry abroad, etc. Under this example, the person would need to request a waiver from Finra, and they will either deny or grant it, depending on the specific circumstances.
When is doctor who coming back on for series 7?
Series 7 will continue with episode 7 in April 2013.
Has a series 7 of Lewis been commisioned?
Yes. Series 7 was renewed in May 2012. It will be the final series.
World Series game 7 singer - 2009?
The 2009 World Series was a 6-game series. No game 7.
What is the fastest 7 series BMW?
The fastest 7 series is mine...my 1995 740i
How do you get a driver's license at the age of 7?
You cant
What was the score in game 7 in the 07 World Series?
There was no game 7 in either the 1907 World Series nor the 2007 Series.
How many valves does the 2007 BMW 7-Series have?
The 2007 BMW 7-Series has 32 valves.
