0
Want this question answered?
Be notified when an answer is posted
Add your answer:
Earn +20 pts
Can you sell ETFs with a series 6?
No.
What is a series 6 license used for?
The series 6 license allows the holder to sell mutual funds and fixed annuities.
Do you need a series 6 or series 7 to sell fixed annuities?
no, just a life insurance license
What are the ratings and certificates for Verhalen uit de bijbel - 1996?
Verhalen uit de bijbel - 1996 is rated/received certificates of: Netherlands:6
What is a series 6 license?
Series 6 license is a type of securities license that the entitles the holder to as a registered limited representative who could sell mutual funds, variable annuities and insurance premiums. Holders of the Series 6 license aren't authorized to sell corporate or municipal securities, direct participation programs and options.
Can you sell equities with a series 6 license?
No, only mutual funds and fixed annuities.
What are series 6 and 63 licenses for?
Series 6 license is require for professionals who sell mutual funds, variable annuities, retirement plans and insurance products as well. While for series 63 license, it is required for those wish to sell only investment company products like mutual funds and money-market funds.
What can you do or sell with a Series 6 license?
The Series 6 allows you to sell open ended funds (mutual funds), Unit Investment Trusts and ETF's (new issues only), Face Amount Certificate Companies, new issues of closed-ended funds, and variable insurance products (if you also have you insurance licensing in your state). You can NOT sell individual stocks or bonds.
Are you from the nederlands in Dutch?
'Komt u uit Nederland?' (polite form), 'Kom je uit Nederland?' (singular), 'Komen jullie uit Nederland? (plural).
What are the ratings and certificates for Uit - 1963?
Uit - 1963 is rated/received certificates of: Netherlands:AL
What is Looking forward in Afrikaans?
uit te sienexample:Ek SIEN baie UIT daarna
What can you sell or do with a series 63 and 22 license?
Series 63 allows you to sell funds The answer is incorrect above. I obtained a Series 63 License in the state of Tennessee. The Series 63 License is NOT a license to sell FUNDS! It is a license to sell SECURITIES by means of Solicitation!
