The United States Senate is one of the two chambers of the bicameral
United States Congress, the other being the House of Representatives. It is known informally as the "upper house."
In the Senate, each state is represented by two members, in accordance with the
New Jersey Plan, proposed by William Paterson reached at the Philadelphia Convention of 1787. The Senate's membership is therefore based on the equal
representation of each state, regardless of population. The nine most populous states, with just over half of the total US
population, together elect only eighteen of the hundred senators, while the smallest nine states, with about 2.5% of the total US
population, also elect 18 senators. For comparison, a Wyoming resident's vote is worth about 71
California residents' votes.[citation needed]
Since there are now fifty states, with two senators per state, the total membership of the body is now one hundred. Senators
serve for six-year terms that are staggered so elections are held for approximately one-third of the seats (a "class") every second year. The Vice President of the United States is the President of the Senate and serves as its presiding officer, but is not a senator and does not
vote except to break ties. The Vice President rarely
acts as President of the Senate unless casting a tie-breaking vote or during ceremonial occasions. As such, the duty of presiding
usually falls to the President pro tempore, by
tradition the most senior senator of the majority party, who almost always delegates the quotidian task of presiding over the Senate to junior senators from his party.
The Senate is regarded as a more deliberative body than the House of Representatives; the Senate is smaller and its members
serve longer terms, allowing for a more collegial and less partisan atmosphere that is somewhat more insulated from public
opinion than the House. The Senate has several exclusive powers enumerated in Article One of the Constitution not granted to the House; most significantly, the President cannot ratify treaties or, with rare exception, make important appointments—most significantly ambassadors, members of the federal judiciary (including
the Supreme Court) and members of the Cabinet—without the advice and consent of the
Senate.
History
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The Framers of the Constitution created a bicameral Congress out of a desire to have two houses to be accountable to each
other. One house was intended to be a "people's house" that would be very sensitive to public opinion. The other house was
intended to represent the states. Senators were selected by the state legislatures, not by the voters, until 1913 with the
passage of the Seventeenth Amendment to the United
States Constitution. It was to be a more deliberate forum of elite wisdom where six year terms insulated the senators from
public opinion. The Constitution provides that the approval of both chambers is necessary for the passage of legislation. The
Senate of the United States was named after the ancient Roman Senate. The chamber of the
United States Senate is located in the north wing of the Capitol building, in
Washington, D.C., the national capital. The House of Representatives convenes in the
south wing of the same building.
Members and elections
Senate composition following 2006 elections
Article One of the Constitution states that each state is entitled to two senators. Originally, each state legislature
selected their senators; senators have been directly elected since the ratification of the 17th Amendment in 1913. The Constitution further stipulates that
no constitutional amendment may deprive a state of its equal suffrage in the Senate without the
consent of the state concerned. The District of Columbia and territories are not entitled to any representation. As there are presently 50 states,
the Senate has 100 members. The senator from each state with the longer tenure is known as the
"senior senator," and their counterpart is the "junior senator"; this convention, however, does not have any official significance.
Senators serve terms of six years each; the terms are staggered so that approximately one-third of the Senate seats are up for
election every two years. The staggering of the terms is arranged such that both seats from a given state are never contested in
the same general election. Senate elections are held on the first Tuesday after the first Monday in November, Election Day, and coincide with elections for the House of Representatives. Each senator is elected by his or her state as a whole.
Generally, the Republican and Democratic parties choose their candidates in primary
elections, which are typically held several months before the general elections. Ballot access rules for independent and
third party candidates vary from state to state. For the general election, almost all states use simple plurality voting, under which the candidate with the most votes (not necessarily an absolute
majority) wins. Exceptions include Louisiana, which use the
two-round system. In some states, runoffs are held if no candidate wins a
majority.
Once elected, a senator continues to serve until the end of his or her term, death, or
resignation. Furthermore, the Constitution permits the Senate to expel any member by a two-thirds majority vote. Fifteen senators
have been expelled in the history of the Senate; fourteen of them were removed in 1861 and 1862 for supporting the
Confederate secession. No senator has
been expelled since, although many senators have chosen to resign when faced with expulsion proceedings (most recently,
Bob Packwood in 1995). The Senate has also passed several resolutions censuring members;
censure requires only a simple majority and does not remove a senator from
office.
The 17th Amendment provides that vacancies in
the Senate, however they arise, may be filled by special elections. A special election for a Senate seat need not be held
immediately after the vacancy arises; instead, it is typically conducted at the same time as the next biennial congressional
election. If a special election for one seat happens to coincide with a general election for the state's other seat, then the two
elections are not combined, but are instead contested separately. A senator elected in a special election takes office immediately and serves until the original six-year term expires, and not for a full
term. Furthermore, the amendment provides that any state legislature may empower the Governor to temporarily fill vacancies. The
interim appointee remains in office until the special election can be held. All states except Arizona and Alaska have passed laws authorizing the Governor to make temporary
appointments.[1]
Senators are entitled to prefix "The Honorable" to their names. The annual
salary of each senator, as of 2006, was $165,200;[2] the President pro tempore and party leaders receive larger amounts.
Analysis of financial disclosure forms by CNN in June 2003 revealed that at least 40 of the then
senators were millionaires.[3] In general, senators are
regarded as more important political figures than members of the House of Representatives because there are fewer of them, and
because they serve for longer terms, represent larger constituencies (except for House at-large
districts, which also comprise entire states), sit on more committees, and have more staffers. The prestige commonly associated
with the Senate is reflected by the background of presidents and presidential candidates; far more sitting senators have been
nominees for the presidency than sitting representatives.
Qualifications
Article I, Section 3 of the Constitution sets forth three qualifications for senators: each senator must be at least 30 years
old, must have been a citizen of the United States for at least the past nine years, and must be (at the time of the election) an
inhabitant of the state he or she seeks to represent. The age and citizenship qualifications for senators are more stringent than
those for representatives. In Federalist No. 62, James
Madison justified this arrangement by arguing that the "senatorial trust" called for a "greater extent of information and
stability of character."
Furthermore, under the Fourteenth Amendment to the
United States Constitution, any federal or state officer who takes the requisite oath to support the Constitution, but
later engages in rebellion or aids the enemies of the United States, is disqualified from becoming a senator. This provision,
which came into force soon after the end of the Civil War, was intended to prevent those who sided with the Confederacy from
serving. The amendment, however, provides that a disqualified individual may still serve if two-thirds of both Houses of Congress
vote to remove the disability.
Under the Constitution, the Senate (not the courts) is empowered to judge if an individual is qualified to serve. During its
early years, however, the Senate did not closely scrutinize the qualifications of members. As a result, three individuals that
were constitutionally disqualified due to age were admitted to the Senate: twenty-nine-year-old Henry Clay (1806), and twenty-eight-year-olds Armistead
Mason (1816) and John Eaton (1818). Such an occurrence, however, has not been repeated
since.[4] In 1934, Rush
Holt was elected to the Senate at the age of twenty-nine; he waited until he turned thirty to take the oath of office.
Likewise, Joseph Biden was elected to the Senate shortly before his 30th birthday in 1972; he
had passed his 30th birthday by the time the Senate conducted its swearing-in ceremony for that year's electees in January,
1973.
Officers
The party with a majority of seats is known as the majority party; if two or more
parties in opposition are tied, the Vice President's affiliation determines which party is the majority party. The next-largest
party is known as the minority party. The President pro tempore, committee chairmen, and some other officials are
generally from the majority party; they have counterparts (for instance, the "ranking members" of committees) in the minority
party. Independents and members of third parties (so long as they do not caucus with or support
either of the larger parties) are not considered in determining which is the majority party.
The Constitution provides that the Vice President of the United States serves as the President of the Senate and holds a vote that can only be cast to break a tie. By convention, the Vice President presides over very few
Senate debates, attending only on important ceremonial occasions (such as the swearing-in of new senators) or at times when his
vote may be needed to break an equally divided tie vote. The Constitution also authorizes the Senate to elect a President pro tempore (Latin for
"temporary president") to preside in the Vice President's absence; the most senior senator of the majority party is customarily
chosen to serve in this position. The President pro tempore is Senator Robert Byrd
(D) of West Virginia. Like the Vice President, the President pro tempore does not
normally preside over the Senate. Instead, he typically delegates the responsibility of presiding to junior senators of the
majority party. Frequently, freshmen senators (newly elected members) are allowed to preside so that they may become accustomed
to the rules and procedures of the body.
The presiding officer sits in a chair in the front of the Senate chamber. The powers of the presiding officer are extremely
limited; he primarily acts as the Senate's mouthpiece, performing duties such as announcing the results of votes. The Senate's
presiding officer controls debates by calling on members to speak; the rules of the Senate, however, compel him to recognize the
first senator who rises. The presiding officer may rule on any "point of order" (a
senator's objection that a rule has been breached), but the decision is subject to appeal to the whole house. Thus, the powers of
the presiding officer of the Senate are far less extensive than those of the Speaker of the House.
Each party elects Senate party leaders. Floor leaders act
as the party chief spokespeople. The Senate Majority Leader
is, furthermore, responsible for controlling the agenda of the Senate; for example, he schedules debates and votes. Each party
also elects a whip to assist the leader. A whip works to ensure that his party's
senators vote as the party leadership desires.
The Senate is also served by several officials who are not members. The Senate's chief administrative officer is the
Secretary of the Senate, who maintains public records, disburses
salaries, monitors the acquisition of stationery and supplies, and oversees clerks. The Secretary is aided in his work by the
Assistant Secretary of the Senate. Another official is the Sergeant-at-Arms, who, as the Senate's chief law enforcement officer,
maintains order and security on the Senate premises. The Capitol Police
handles routine police work, with the Sergeant-at-Arms primarily responsible for general oversight. Other employees include the
Chaplain, who is elected by the Senate, and Pages, who are appointed.
Procedure
A typical Senate desk
Like the House of Representatives, the Senate meets in the
United States Capitol in Washington,
D.C. At one end of the Chamber of the Senate is a dais from which the Presiding Officer (the Vice President, the
President pro tempore, or one of the junior
senators designated by the President pro tempore) presides. The lower tier of the dais is used by clerks and other
officials. One hundred desks are arranged in the Chamber in a semicircular pattern; the desks are divided by a wide central
aisle. By tradition, Democrats sit on the right of the center aisle, while Republicans sit on the left, as viewed from the
presiding officer's chair. Each senator chooses a desk on the basis of seniority within his party; by custom, the leader of each
party sits in the front row. Sessions of the Senate are opened with a special prayer or
invocation, typically convening on weekdays. Sessions of the Senate are generally open to the public and are broadcast
live on television by C-SPAN 2.
Senate procedure depends not only on the rules, but also on a variety of customs and traditions. In many cases, the Senate
waives some of its stricter rules by unanimous consent. Unanimous consent agreements
are typically negotiated beforehand by party leaders. Any senator may block such an agreement, but, in practice, objections are
rare. The presiding officer enforces the rules of the
Senate, and may warn members who deviate from them. The presiding officer often uses the gavel of
the Senate to maintain order.
A "hold" is placed when the Leader's office is notified that a senator intends to object to a request for unanimous consent
from the Senate to consider or pass a measure. A hold may be placed for any reason and can be lifted by a senator at any time. A
senator may place a hold simply to review a bill, to negotiate changes to the bill, or to kill the bill. A bill can be held for
as long as the senator who objects to the bill wishes to block its consideration.
Holds can be overcome, but require time consuming procedures such as filing cloture. Holds are considered to be private
communications between a senator and the Leader, and are sometimes referred to as "secret
holds." A senator may disclose that he or she has placed a hold.
The Constitution provides that a majority of the Senate constitutes a quorum to do business.
Under the rules and customs of the Senate, a quorum is always assumed to be present unless a quorum
call explicitly demonstrates otherwise. Any senator may request a quorum call by "suggesting the absence of a quorum"; a
clerk then calls the roll of the Senate and notes which members are present. In practice, senators almost always request quorum
calls not to establish the presence of a quorum, but to temporarily delay proceedings. Such a delay may serve one of many
purposes; often, it allows Senate leaders to negotiate compromises off the floor. Once the need for a delay has ended, any
senator may request unanimous consent to rescind the Quorum Call.
During debates, senators may only speak if called upon by the presiding officer. The presiding officer is, however, required
to recognize the first senator who rises to speak. Thus, the presiding officer has little control over the course of debate.
Customarily, the Majority Leader and Minority Leader are accorded priority during debates, even if another senator rises first.
All speeches must be addressed to the presiding officer, using the words "Mr. President" or "Madam President." Only the presiding
officer may be directly addressed in speeches; other Members must be referred to in the third person. In most cases, senators do
not refer to each other by name, but by state, using forms such as "the senior senator from Virginia" or "the junior senator from
California."
There are very few restrictions on the content of speeches; there is no requirement that speeches be germane to the matter
before the Senate.
The rules of the Senate provide that no senator may make
more than two speeches on a motion or bill on the same legislative day. (A legislative day begins when the Senate convenes and
ends with adjournment; hence, it does not necessarily coincide with the calendar day.) The length of these speeches is not
limited by the rules; thus, in most cases, senators may speak for as long as they please. Often, the Senate adopts unanimous
consent agreements imposing time limits. In other cases (for example, for the Budget process), limits are imposed by statute. In
general, however, the right to unlimited debate is preserved.
The filibuster is a tactic used to defeat bills and motions by prolonging debate
indefinitely. A filibuster may entail long speeches, dilatory motions, and an extensive series of proposed amendments. The Senate
may end a filibuster by invoking cloture. In most cases, cloture requires the support of
three-fifths of the Senate; however, if the matter before the Senate involves changing the rules of the body—most importantly, if
it reduces the power of filibuster—a two-thirds majority is required. In current practice, the threat of filibuster is of more
importance than its actual use; almost any motion that does not have the support of three-fifths of the Senate effectively fails.
Cloture is invoked very rarely, particularly because bipartisan support is usually necessary to obtain the required
supermajority, and a bill that already has bipartisan support is rarely subject to threats
of filibuster in the first place. If the Senate does invoke cloture, debate does not end immediately; instead, further debate is
limited to thirty additional hours unless increased by another three-fifths vote. The longest filibuster speech in the history of
the Senate was delivered by Strom Thurmond, who spoke for over twenty-four hours in an
unsuccessful attempt to block the passage of the Civil Rights Act of
1957.[5]
When debate concludes, the motion in question is put to a vote. In many cases, the Senate votes by voice vote; the presiding
officer puts the question, and Members respond either "Aye" (in favor of the motion) or "No" (against the motion). The presiding
officer then announces the result of the voice vote. Any senator, however, may challenge the presiding officer's assessment and
request a recorded vote. The request may be granted only if it is seconded by one-fifth of the senators present. In practice,
however, senators second requests for recorded votes as a matter of courtesy. When a recorded vote is held, the clerk calls the
roll of the Senate in alphabetical order; each senator responds when his or her name is called. Senators who miss the roll call
may still cast a vote as long as the recorded vote remains open. The vote is closed at the discretion of the presiding officer,
but must remain open for a minimum of 15 minutes. If the vote is tied, the Vice President, if present, is entitled to a
tie-breaking vote. If the Vice President is not
present, however, the motion fails.
On occasion, the Senate may go into what is called a secret or closed session. During a closed session, the chamber doors are closed, and
the galleries are completely cleared of anyone not sworn to secrecy, not instructed in the rules of the closed session, or not
essential to the session. Closed sessions are quite rare, and usually held only under very certain circumstances where the senate
is discussing sensitive subject-matter such as information critical to national security, private communications from the
President, or even to discuss Senate deliberations during impeachment trials. Any senator may call for and force a closed session
as long as the motion is seconded by at least one other member.
Budget bills are governed under a special rule process called "Reconciliation" that disallows filibusters. Reconciliation was devised in 1974 but came into use
in the early 1980s.
Committees
-
- See List of United States Senate committees for the full
list.
The Senate uses committees (as well as their subcommittees) for a variety of purposes, including the review of bills and the
oversight of the executive branch. The appointment of committee members is formally made by the whole Senate, but the choice of
members is actually made by the political parties. Generally, each party honors the preferences of individual senators, giving
priority on the basis of seniority. Each party is allocated seats on committees in proportion to its overall strength.
Most committee work is performed by sixteen standing committees, each of which has jurisdiction over a specific field such as
Finance or Foreign Relations. Each standing committee may consider, amend, and
report bills that fall under its jurisdiction. Furthermore, each standing committee considers presidential nominations to offices
related to its jurisdiction. (For instance, the Judiciary
Committee considers nominees for judgeships, and the Foreign Relations Committee considers nominees for positions in the
Department of State.) Committees have extensive powers with regard to
bills and nominees; they may block nominees and impede bills from reaching the floor of the Senate. Finally, standing committees
also oversee the departments and agencies of the executive branch. In discharging their duties, standing committees have the
power to hold hearings and to subpoena witnesses and evidence.
The Senate also has several committees that are not considered standing committees. Such bodies are generally known as
select committees or special committees; examples include the Select Committee on Ethics and the Special Committee on Aging. Legislation is referred to some of these
committees, though the bulk of legislative work is performed by the standing committees. Committees may be established on an
ad hoc basis for specific purposes; for instance, the Senate
Watergate Committee was a special committee created to investigate the Watergate
scandal. Such temporary committees cease to exist after fulfilling their tasks.
Finally, the Congress includes joint committees, which include members of both the Senate and the House of Representatives.
Some joint committees oversee independent government bodies; for instance, the Joint Committee on the Library oversees the Library of Congress. Other joint committees serve to make advisory reports; for example, there
exists a Joint Committee on Taxation. Bills and nominees are not referred to joint committees. Hence, the power of joint
committees is considerably lower than those of standing committees.
Each Senate committee and subcommittee is led by a chairman (usually a member of the majority party). Formerly, committee
chairmanship was determined purely by seniority; as a result, several elderly senators continued to serve as chairmen despite
severe physical infirmity or even senility. Now, committee chairmen are in theory elected, but
in practice, seniority is very rarely bypassed. The chairman's powers are extensive; he controls the committee's agenda, and may
prevent the committee from approving a bill or presidential nomination. Modern committee chairmen are typically not forceful in
exerting their influence, although there have been some exceptions. The second-highest member, the spokesperson on the committee
for the minority party, is known in most cases as the Ranking Member. In the Select Committee on Intelligence and the Select Committee on
Ethics, however, the senior minority member is known as the Vice Chairman.
Legislative functions
- Further information: Act of Congress
Most bills may be introduced in either House of Congress. However, the Constitution provides that "All bills for raising
Revenue shall originate in the House of Representatives." As a result, the Senate does not have the power to initiate bills
imposing taxes. Furthermore, the House of Representatives holds that the Senate does not have the power to originate
appropriation bills, or bills authorizing the expenditure of federal funds.
Historically, the Senate has disputed the interpretation advocated by the House. However, whenever the Senate originates an
appropriations bill, the House simply refuses to consider it, thereby settling the dispute in practice. The constitutional
provision barring the Senate from introducing revenue bills is based on the practice of the British Parliament, in which only the House
of Commons may originate such measures.
Although the Constitution gave the House the power to initiate revenue bills, in practice the Senate is equal to the House in
the respects of taxation and spending. As Woodrow Wilson wrote:
| “ |
[T]he Senate's right to amend [revenue bills] has been allowed the widest possible
scope. The upper house may add to them what it pleases; may go altogether outside of their original provisions and tack to them
entirely new features of legislation, altering not only the amounts but even the objects of expenditure, and making out of the
materials sent them by the popular chamber measures of an almost totally new character. |
” |
The approval of both the Senate and the House of Representatives is required for any bill, including a revenue bill, to become
law. Both Houses must pass the exact same version of the bill; if there are differences, they may be resolved by a
conference committee, which includes members of both bodies.
Checks and balances
The Constitution provides several unique functions for the Senate that form its ability to "check and balance" the powers of
other elements of the Federal Government. These include the requirement that the Senate may advise and must consent to the
President's government appointments; also the Senate must ratify all treaties with foreign governments; it tries all
impeachments, and it elects the Vice President in the event no person gets a majority of the electoral votes.
The President can make certain appointments only with the advice and consent of
the Senate. Officials whose appointments require the Senate's approval include members of the Cabinet, heads of most federal
executive agencies, ambassadors, Justices of the Supreme Court, and other federal judges.
Under the Constitution, a large number of government appointments are subject to potential confirmation; however, Congress has
passed legislation to authorize the appointment of many officials without the Senate's consent (usually, confirmation
requirements are reserved for those officials with the most significant final decision-making authority). Typically, a nominee is
first subject to a hearing before a Senate committee. Thereafter, the nomination is considered by the full Senate. The majority
of nominees are confirmed, but in a small number of cases each year, Senate Committees will purposely fail to act on a
nominations in order to block it. Also, the President sometimes withdraws nominations when they appear unlikely to be confirmed.
Because of this, outright rejections of nominees on the Senate Floor are quite infrequent (there have been only nine Cabinet
nominees rejected outright in the history of the United States).
The powers of the Senate with respect to nominations are, however, subject to some constraints. For instance, the Constitution
provides that the President may make an appointment during a congressional recess without the
Senate's advice and consent. The recess appointment remains valid only temporarily;
the office becomes vacant again at the end of the next congressional session. Nevertheless, Presidents have frequently used
recess appointments to circumvent the possibility that the Senate may reject the nominee. Furthermore, as the Supreme Court held
in Myers v. United States, although the Senate's advice and consent is
required for the appointment of certain executive branch officials, it is not necessary for their removal.
The Senate also has a role in the process of ratifying treaties. The Constitution provides that the President may only ratify
a treaty if two-thirds of the senators vote to grant advice and consent. However, not all international agreements are considered
treaties, and therefore do not require the Senate's approval. Congress has passed laws authorizing the President to conclude
executive agreements without action by the Senate. Similarly,
the President may make congressional-executive agreements with
the approval of a simple majority in each House of Congress, rather than a two-thirds majority in the Senate. Neither executive
agreements nor congressional-executive agreements are mentioned in the Constitution, leading some to suggest that they
unconstitutionally circumvent the treaty-ratification process. However, the validity of such agreements has been upheld by
courts.
The Constitution empowers the House of Representatives to impeach federal officials for
"Treason, Bribery, or other high Crimes and Misdemeanors" and empowers the Senate to try such impeachments. If the sitting
President of the United States is being tried, the Chief Justice of the
United States presides over the trial. During any impeachment trial, senators are constitutionally required to sit on oath
or affirmation. Conviction requires a two-thirds majority of the senators present. A convicted official is automatically removed
from office; in addition, the Senate may stipulate that the defendant be banned from holding office in the future. No further
punishment is permitted during the impeachment proceedings; however, the party may face criminal penalties in a normal court of
law.
In the history of the United States, the House of Representatives has impeached sixteen officials, of whom seven were
convicted. (One resigned before the Senate could complete the trial.) Only two Presidents of the United States have ever been
impeached: Andrew Johnson in 1868 and Bill Clinton
in 1998. Both trials ended in acquittal; in Johnson's case, the Senate fell one vote short of the two-thirds majority required
for conviction.
Under the Twelfth Amendment, the Senate has the
power to elect the Vice President if no vice presidential candidate receives a majority of votes in the Electoral College. The Twelfth Amendment requires the Senate to choose from the two
candidates with the highest numbers of electoral votes. Electoral College deadlocks are very rare; in the history of the United
States, the Senate has only had to break a deadlock once, in 1837, when it elected Richard Mentor Johnson. The power to elect the President in the case of an Electoral College
deadlock belongs to the House of Representatives.
Latest election
-
Summary of the November 72006 United States Senate election results
|- !style="background-color:#E9E9E9" align=left width=350 10em" colspan="2" rowspan="2" | Party
!style="background-color:#E9E9E9" align=center colspan="3" | Breakdown !style="background-color:#E9E9E9" align=center colspan="3"
| Seats !style="background-color:#E9E9E9" align=center colspan="2" | Popular Vote |- !style="background-color:#E9E9E9"
align=right| Up !style="background-color:#E9E9E9" align=right| Elected !style="background-color:#E9E9E9" align=right| Not Up
!style="background-color:#E9E9E9" align=right| 2004
!style="background-color:#E9E9E9" align=right| 2006
!style="background-color:#E9E9E9" align=right| +/− !style="background-color:#E9E9E9" align=right| Vote
!style="background-color:#E9E9E9" align=right| % |- |- |bgcolor=#3333FF| | style="text-align: left" | Democratic Party | 17 | 22 | 27 | 44 | 49 | +5 | 33,134,651 | 53.91% |- |-
|bgcolor=#FF3333| | style="text-align: left" | Republican Party |
15 | 9 | 40 | 55 | 49 | −6 | 26,127,486 | 42.38% |- |- |bgcolor=#999999| | style="text-align: left" |
Independents | 1 | 2 | 0 | 1 | 2 | +1 | 878,4